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Self-regulatory organization
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#	Item
941	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-30 17:36:05 Financial regulation NYSE Arca Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization New York Stock Exchange United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
942	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-01-02 11:56:44 United States securities law Financial regulation New York Stock Exchange U.S. Securities and Exchange Commission Self-regulatory organization Financial economics Financial system Finance 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission
943	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-14 13:44:21 Securities Exchange Act Economy of the United States Self-regulatory organization U.S. Securities and Exchange Commission United States New York Stock Exchange NYSE Euronext United States securities law Financial regulation Financial Industry Regulatory Authority
944	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-07 10:10:45 Financial Industry Regulatory Authority Financial regulation Securities Exchange Act Self-regulatory organization Securities research U.S. Securities and Exchange Commission Selling away Registered Investment Advisor United States securities law Financial system Financial economics
945	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]April 14, 2008 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-04-14 17:25:27 73rd United States Congress United States Securities and Exchange Commission United States securities law U.S. Securities and Exchange Commission Law Self-regulatory organization Securities Exchange Act Rulemaking Municipal bond Municipal Securities Rulemaking Board Government Financial regulation
946	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128, Which Governs Clearly Erroneous Executions, to Extend the Effective Date of the Pilot Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-09 16:00:09 73rd United States Congress Economy of the United States Securities Exchange Act Government U.S. Securities and Exchange Commission New York Stock Exchange Financial Industry Regulatory Authority Self-regulatory organization Securities and Exchange Commission United States securities law United States Securities and Exchange Commission Financial regulation
947	Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-28 09:01:19 73rd United States Congress Financial economics Financial system Financial regulation Securities Exchange Act Finance New York Stock Exchange Self-regulatory organization Market maker United States Securities and Exchange Commission United States securities law Financial markets
948	Order Approving a Proposed Rule Change to Amend BATS Y-Exchange, Inc. Rule 2.12 to Make Permanent the Pilot Program that Permits BATS Y-Exchange, Inc. to Receive Inbound Routes of Equities Orders through BATS Trading, In Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-04-13 14:12:34 Stock market 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission United States securities law Self-regulatory organization U.S. Securities and Exchange Commission BATS Global Markets Bats NYSE Euronext Economy of the United States Financial economics
949	Securities Industry Association . - Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-16 14:21:26 Financial system Securities Finance Financial economics United States securities law Financial regulation Self-regulatory organization U.S. Securities and Exchange Commission
950	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-07-02 15:26:50 Finance Financial Industry Regulatory Authority OTC Bulletin Board Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Self-regulatory organization Security ACT United States securities law Financial economics Financial system

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